Contacts with DGXV / DG MARKT – Financial Markets (EftaSurv-909)

Contacts with DGXV / DG MARKT – Financial Markets

Documents from [1997] to [1999]

Identity

Content

Access

Allied Materials

Notes

Identity Statement

Created By

EFTA Surveillance Authority

HAEU Reference Code

EftaSurv-909

Original Reference Code

CFS040.000.008

Reference Archivists

Carr, Mary

Content and Structure

Abstract

Notes to the attention of the Missions to the EU of Iceland, Liechtenstein and Norway concerning creation of an European Network on Asian ASEM Countries and 're-prioritisation' exercise in the financial services. The draft report on the operation of certain articles of the Investment Services Directive (93/22EC) including: Natural persons as investment firms, exemptions, obligation to trade on regulated markets, transparency.
Summary record of the meeting with experts from the Member states on a Framework for Action for Financial Services and the action plan connected to mentioned initiative.

Conditions of Access and Use

Languages

English

Type of Archival Materials

Textual

Allied Materials

Location of Originals

Historical Archives of the European Union

Notes

Notes and Remarks

New Case Number: 13402